The SEC and FINRA expect registered firms to control how client PII flows through AI tools. PromptShielder masks portfolios, net-worth, and account detail in the browser — so advisors can use ChatGPT without creating exam findings.
Written for the chief compliance officer.
Recent SEC and FINRA statements make it clear: registered firms are responsible for how AI tools interact with client information. That includes consumer ChatGPT sessions on advisor laptops. Examiners are asking, and firms without a documented answer are getting findings.
PromptShielder gives you a control you can point to. Portfolio positions, account numbers, and net-worth figures are masked in the browser before the model sees them, and the original values never leave the device. Your CCO gets one page they can hand to the exam team.
Advisors paste full account snapshots into personal accounts to draft client memos. That data now lives outside your books and records.
No policy for AI + no controls on PII flow = a finding waiting to happen at your next routine exam.
Client-identifying data in third-party AI systems triggers Reg S-P and Safeguards questions your operations team can't quickly answer.
Our frictionless 3-step loop keeps your workflow fast and your data invisible to AI providers.
Paste your raw text into PromptShielder. Our algorithm instantly detects and replaces names, addresses, emails, and identifiers with secure tokens.
[NAME_1]Copy the sanitized text and safely paste it into ChatGPT, Claude, or any public AI model. Run your prompts with absolute peace of mind.
[EMAIL_1]Take the AI's response and paste it back into PromptShielder. Our local browser dictionary immediately swaps the tokens back to your original, real data.
→ real dataSelect the tier that fits your team's operational scale. All plans include 100% client-side privacy guarantees.
Designed for independent freelancers and solo operators.
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